Important Customer Disclosure Information

Transition Financial Advisors Group (“Transition”) is an SEC registered investment adviser located in Gilbert, Arizona. Transition and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which Transition maintains clients. 

Transition may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Transition’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Transition’s web site on the Internet should not be construed by any consumer and/or prospective client as Transition’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.

Any subsequent, direct communication by Transition with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Transition, please contact the SEC or the state securities regulators for those states in which Transition maintains a notice filing. A copy of Transition’s current written disclosure statement discussing Transition’s business operations, services, and fees is available from Transition upon written request. 

Transition does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Transition’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. Transition is also registered in Canada with the Alberta Securities Commission. Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Transition), will be profitable or equal any historical performance level(s). Certain portions of Transition’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Transition’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Transition, or from any other investment professional.

Transition is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice. Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Transition is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of Transition by any of its clients.

Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. Please Note: Book reviews and commentaries for books written by Mr. Wruk is not, and should not be construed as endorsements of the investment advisory services provided by Transition. No such reviewer is a client of Transition, and has not commented as to a favorableTransition investment experience. Rather, their commentaries relate exclusively to the specific book.

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